Professional Client Self-Certification

MiFID II Compliance Assessment

1. Personal Information

First Name *

Last Name *

Email *

Phone (optional)

2. MiFID II Eligibility Criteria

Select at least 2 of the following 3 criteria to qualify as a Professional Client:

0 of 3 criteria selected

Portfolio Size ≥ 500.000 €

I maintain an investment portfolio (including cash deposits and financial instruments) valued at a minimum of 500.000 €.

Significant Trading Activity

I have executed 10 or more transactions per quarter of significant size (minimum 50.000 € each) during the past four quarters in the relevant market.

Professional Experience in Financial Sector

I have worked for at least one year in a professional position in the financial sector requiring knowledge of investment services or transactions.

3. Regulatory Protection Waiver

⚠ Important Notice

By electing Professional Client status, you acknowledge that you will forfeit certain retail investor protections under MiFID II, including:

Comprehensive suitability assessments before investment recommendations
Enhanced best execution reporting and transparency
Access to regulatory complaint procedures for retail clients
Eligibility for investor compensation schemes in certain circumstances
Appropriateness assessments for non-advised services

I acknowledge and accept the waiver of retail investor protections

I understand that by proceeding as a Professional Client, I will not receive the regulatory protections afforded to retail clients, and I am aware of the potential consequences of this classification.

4. Final Certification

I certify all information is accurate and I meet the MiFID II criteria

I declare that all information provided in this form is true, complete, and accurate. I understand that providing false information may result in legal consequences and immediate termination of any relationship with RRTS.

5. Service Request

Please specify which service you are interested in and describe your needs.

What service are you interested in? *

Describe your request *

By submitting this form, you agree to RRTS processing your information in accordance with applicable data protection regulations.